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SHEPHERD KAPLAN KROCHUK, LLC
CRD 127304 · SEC 801-62286
53 STATE STREET, 23RD FLOOR, BOSTON, MA, 02109-2820, United States
Phone
617-896-1600
Fax
617-896-1650
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$10.88B
Discretionary AUM
$2.06B
Team
34 total employees; 15 advisory reps
Clients
101-250
Fees
Percentage of AUM; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 6 | $1.8M |
| High net worth individuals | 83 | $1.57B |
| Pooled investment vehicles | 16 | $1.19B |
| Pension/profit sharing plans | 18 | $7.39B |
| Charitable organizations | 22 | $183.5M |
| Corporations/business entities | 68 | $546.2M |
States served
CA, CO, DC, MD, MA, NY, PA, VA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD