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SOVEREIGN FINANCIAL SERVICES
D'AGOSTINO & MAZZONE, LLC
CRD 127151
21 NEW BRITAIN AVENUE, SUITE 110, ROCKY HILL, CT, 06067, United States
Phone
860-257-4005
Fax
860-257-4556
Registration
— (—)
Source
State registered
Total AUM
$38.0M
Discretionary AUM
$38.0M
Team
2 total employees; 2 advisory reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-19
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 54 | $24.7M |
| High net worth individuals | 11 | $13.3M |
All web addresses on file
Official SEC filing: View on IAPD