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SOWELL MANAGEMENT
SOWELL FINANCIAL SERVICES, LLC
CRD 127145 · SEC 801-63991
5320 NORTHSHORE DRIVE, NORTH LITTLE ROCK, AR, 72118, United States
Phone
501-219-2434
Fax
501-812-6380
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$4.81B
Discretionary AUM
$4.74B
Team
162 total employees; 94 advisory reps
Clients
26-50
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-05-21
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 5880 | $2.25B |
| High net worth individuals | 400 | $2.03B |
| Pension/profit sharing plans | 116 | $156.7M |
| Charitable organizations | 32 | $16.8M |
| Corporations/business entities | 196 | $353.1M |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
- https://www.linkedin.com/company/midwest-investment-and-business-advisors-pllc/
- https://www.linkedin.com/company/verdeo-financial/about/
- http://www.cdsplans.com/
- https://bellweatherag.com/
- https://www.facebook.com/SowellManagement/
- https://apexassetadvisors.com/
- https://www.instagram.com/wealthcare_advisors/?hl=en
- https://www.chartedcapital.com
- https://twitter.com/Solera_AM
- HTTP://WWW.MTBAKERCAPITAL.COM
- https://www.linkedin.com/company/apex-asset-advisors/
- https://www.mytrekwealth.com/
- https://www.facebook.com/Kumquat-LLC-The-Alternative-in-Wealth-Management-101296721983457
- https://www.linkedin.com/company/strategic-financial-planning/
- https://www.linkedin.com/company/claruswealthmanagement/about/
- HTTP://WWW.TRIUMPHANTPM.COM
- HTTP://WWW.KUMQUATWEALTH.COM
- https://www.facebook.com/Strategic-Financial-Planning-2410627075619966
- https://www.facebook.com/StrategicPlanningCorporation
- https://www.facebook.com/poynterwealthmanagement/
- https://www.linkedin.com/company/solera-asset-managers
- http://www.soleraam.com/
- HTTP://WWW.LIGHTHOUSEGIGHARBOR.COM
- HTTP://WWW.HARVESTMOONWEALTHADVISORS.COM
- https://www.reaganholloway.com
- https://www.linkedin.com/company/compensation-designs-llc/
- https://www.instagram.com/sowell_mgmt/?hl=en
- https://www.wayfinder-capital.com
- http://www.poyntercapital.com/
- https://www.barclaybreland.com
- https://www.facebook.com/ClarusWealthManagement
- https://wealthinoverdrive.com/
- http://www.northstaradvisory.com/
- https://www.facebook.com/Verdeo.Financial
- HTTP://WWW.GOAMICUS.COM
- https://eagleeye.is/
- https://www.linkedin.com/in/stephen-carter-b6359758/
- HTTPS://WWW.ADVFID.COM/
- HTTP://WWW.PHILBODINE.COM/
- HTTP://WWW.CLARUSWM.COM
- https://www.linkedin.com/company/triumphant-portfolio-management-llc/
- HTTP://WWW.SOWELLMANAGEMENT.COM
- https://www.linkedin.com/company/wealthcare-advisors-llc/
- https://twitter.com/Sowell_Mgmt
- HTTP://WWW.WEALTHCAREADVISORSLLC.CM
- https://www.linkedin.com/company/sowell-management-services
- http://wattswealthmanagement.com/
- https://www.facebook.com/SoleraAssetManagers
- https://strategicfinancialaz.com/
- https://twitter.com/WCareAdvisors
- https://twitter.com/claruswealth
- https://www.hearthwellfinancial.com/
- https://www.bravernwealth.com/
Official SEC filing: View on IAPD