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SAGEBROADVIEW WEALTH MANAGEMENT, LLC
CRD 126472 · SEC 801-100506
10 WATERSIDE DRIVE, SUITE 305, FARMINGTON, CT, 06032-2837, United States
Phone
860-606-3580
Fax
860-606-9484
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$397.2M
Discretionary AUM
$397.2M
Team
8 total employees; 5 advisory reps; 3 broker-dealer reps
Clients
101-250
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-06-10
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisersBUSINESS CONSULTING
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 47 | $17.5M |
| High net worth individuals | 101 | $377.7M |
States served
MA, NJ, NY, PA, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD