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THAMES FINANCIAL MANAGEMENT
CDM FINANCIAL COUNSELING SERVICES, INC.
CRD 126295 · SEC 801-112929
457 WEST MAIN STREET, NORWICH, CT, 06360, United States
Phone
860-886-5108
Fax
860-889-8683
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$315.4M
Discretionary AUM
$190.8M
Team
2 total employees; 1 advisory reps; 4 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges
Org form
Corporation
Filing date
2026-01-19
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 186 | $50.7M |
| High net worth individuals | 106 | $245.4M |
| Pension/profit sharing plans | 5 | $8.9M |
| Corporations/business entities | 5 | $10.4M |
States served
MA, MN, NJ, NY, RI, WA, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD