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KEY FINANCIAL CONCEPTS, INC.
CRD 125985
428 HARTFORD TPKE, SUITE 109, VERNON, CT, 06066, United States
Phone
860-871-6114
Fax
860-871-8884
Registration
— (—)
Source
State registered
Total AUM
$11.0M
Discretionary AUM
$0
Team
2 total employees; 1 advisory reps; 26 broker-dealer reps
Clients
0
Fees
Percentage of AUM; Hourly charges
Org form
Corporation
Filing date
2026-01-12
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 18 | $4.9M |
| High net worth individuals | 8 | $6.1M |
Official SEC filing: View on IAPD