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KLINGMAN AND ASSOCIATES, LLC
CRD 125618 · SEC 801-67783
120 WEST 45TH STREET, SUITE 3800, NEW YORK, NY, 10036, United States
Phone
212-867-7647
Fax
212-752-2150
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$5.66B
Discretionary AUM
$4.14B
Team
25 total employees; 14 advisory reps
Clients
More than 500
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-05-01
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)GENERAL CONSULTING SERVICES
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 248 | $98.9M |
| High net worth individuals | 456 | $4.33B |
| Pension/profit sharing plans | 3 | $1.21B |
| Charitable organizations | 2 | $26.0M |
States served
VT, AZ, CA, CO, DC, IL, LA, MD, MA, NE, NJ, NY, NC, OH, PA, SC, VA, WA, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD