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RICE HALL JAMES & ASSOCIATES LLC
CRD 125410 · SEC 801-61905
600 WEST BROADWAY SUITE 1000, SAN DIEGO, CA, 92101, United States
Phone
619-239-9005
Fax
619-239-6034
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.74B
Discretionary AUM
$1.74B
Team
23 total employees; 13 advisory reps; 4 broker-dealer reps
Clients
—
Fees
Percentage of AUM
Org form
Limited Liability Company
Filing date
2026-05-06
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)OTHER: WRAP
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 143 | $245.7M |
| High net worth individuals | 68 | $100.7M |
| Investment companies | 1 | $90.6M |
| Pooled investment vehicles | 1 | $449.0M |
| Pension/profit sharing plans | 3 | $273.1M |
| Charitable organizations | 9 | $40.3M |
| State/municipal entities | 8 | $307.9M |
| Corporations/business entities | 10 | $179.0M |
States served
CA, GA, IL, LA, MA, MN, NJ, NY, NC, OH, PA, VA, MO, WA, TX, NH, FL
All web addresses on file
Official SEC filing: View on IAPD