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REGAL INVESTMENT ADVISORS LLC
CRD 125004 · SEC 801-71923
2687 44TH STREET SE, KENTWOOD, MI, 49512, United States
Phone
616-224-2204
Fax
616-458-7402
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$2.88B
Discretionary AUM
$2.45B
Team
131 total employees; 118 advisory reps; 61 broker-dealer reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges; Fixed fees; THIRD PARTY FEES
Org form
Limited Liability Company
Filing date
2026-05-18
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 7665 | $1.59B |
| High net worth individuals | 555 | $1.14B |
| Pension/profit sharing plans | 40 | $127.2M |
| Charitable organizations | 6 | $831K |
| Corporations/business entities | 36 | $14.4M |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
- https://regal-lionshare.com/
- HTTP://REGAL-HOLDINGS.COM/
- https://REGALRIA.NET
- https://twitter.com/regalholdings
- https://www.linkedin.com/company/regal-investment-advisors/
- https://twitter.com/regalfin
- HTTP://WWW.REGALFIN.COM
- https://www.facebook.com/regalria/
- https://www.linkedin.com/company/regal-financial-group/
- https://www.facebook.com/regalfin/
- HTTP://WWW.REGALRIA.COM
Official SEC filing: View on IAPD