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THE PROSPERITY PEOPLE
THE WEALTH ADVISORY TEAM, LLC
CRD 124957 · SEC 801-123671
601 FAIRFIELD AVENUE, BELLEVUE, KY, 41073, United States
Phone
859-331-7755
Fax
859-331-4695
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$147.0M
Discretionary AUM
$145.1M
Team
6 total employees; 4 advisory reps; 16 broker-dealer reps
Clients
101-250
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-02-02
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingPublication of periodicalsEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 128 | $46.7M |
| High net worth individuals | 41 | $91.0M |
| Charitable organizations | 1 | $9.3M |
States served
CA, IN, KY, LA, MI, OH, VA, FL
All web addresses on file
Official SEC filing: View on IAPD