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RATHBONES
RATHBONES INVESTMENT MANAGEMENT LIMITED
CRD 124925 · SEC 801-64731
PORT OF LIVERPOOL BUILDING, PIER HEAD, LIVERPOOL, AZ, L3 1NW, United Kingdom
Phone
+44-151 236 6666
Fax
+44-151 243 7001
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$135.09B
Discretionary AUM
$118.86B
Team
1715 total employees; 725 advisory reps; 615 broker-dealer reps
Clients
More than 500
Fees
Percentage of AUM; Fixed fees; Commissions
Org form
Other (specify)
Filing date
2026-03-30
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingPublication of periodicalsEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 95035 | $29.11B |
| High net worth individuals | 20366 | $56.86B |
| Banking/thrift institutions | 18 | $183.0M |
| Pension/profit sharing plans | 23772 | $22.32B |
| Charitable organizations | 3803 | $12.86B |
| Corporations/business entities | 2089 | $7.90B |
States served
AZ, CA, CO, DC, GA, IL, LA, MD, MA, NJ, NY, NC, OR, PA, VA, WA, TX, CT, FL
All web addresses on file
- HTTPS://WWW.RATHBONES.COM
- HTTPS://X.COM/RATHBONESGROUP
- HTTPS://WWW.FACEBOOK.COM/RATHBONESGROUPPLC
- HTTPS://WWW.LINKEDIN.COM/COMPANY/RATHBONES-GROUP-PLC/
- HTTPS://WWW.LINKEDIN.COM/COMPANY/GREENBANK-INVESTMENTS/
- HTTPS://X.COM/GREENBANKINVEST
- HTTPS://WWW.GREENBANKINVESTMENTS.COM/
- HTTPS://WWW.INSTAGRAM.COM/RATHBONESPLC/
Official SEC filing: View on IAPD