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CW SECURITIES, LLC
CRD 124496 · SEC 801-135859
8870 CEDAR SPRING LANE, SUITE 208, KNOXVILLE, TN, 37923, United States
Phone
865 690-9886
Fax
865 690-9906
Registration
— (—)
Source
State registered
Total AUM
$113.5M
Discretionary AUM
$113.5M
Team
3 total employees; 1 advisory reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-06-03
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 36 | $6.2M |
| High net worth individuals | 109 | $107.3M |
Official SEC filing: View on IAPD