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NWK GROUP
NWK GROUP, INC.
CRD 124186 · SEC 801-61649
50 CALIFORNIA STREET, SUITE 1500, SAN FRANCISCO, CA, 94111, United States
Phone
415-248-2700
Fax
415-362-0693
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$485.3M
Discretionary AUM
$474.9M
Team
6 total employees; 4 advisory reps; 46 broker-dealer reps
Clients
0
Fees
Percentage of AUM; Fixed fees
Org form
Corporation
Filing date
2026-03-23
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 102 | $45.7M |
| High net worth individuals | 105 | $392.2M |
| Pension/profit sharing plans | 1 | $2.1M |
| Charitable organizations | 2 | $30.9M |
| Corporations/business entities | 3 | $14.4M |
States served
CA, NY, OR, TX, FL
All web addresses on file
Official SEC filing: View on IAPD