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REGAL ADVISORY SERVICES, INC.
CRD 123842 · SEC 801-71619
950 NORTH MILWAUKEE AVENUE, SUITE 101, GLENVIEW, IL, 60025-3771, United States
Phone
877-488-6537
Fax
847-375-6033
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$121.4M
Discretionary AUM
$64.4M
Team
25 total employees; 16 advisory reps; 1 broker-dealer reps
Clients
11-25
Fees
Percentage of AUM; Fixed fees
Org form
Corporation
Filing date
2026-03-19
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Selection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 224 | $46.1M |
| High net worth individuals | 45 | $49.1M |
| Corporations/business entities | 5 | $26.2M |
States served
VT, AZ, AR, CA, IL, LA, MI, MN, NJ, NY, OH, OK, TN, TX, FL
All web addresses on file
Official SEC filing: View on IAPD