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LUMEN CAPITAL MANAGEMENT, L.L.C.

CRD 123705

Advisory firmLLC

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

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United States

Registration

— (—)

Source

State registered

Total AUM

$33.0M

Discretionary AUM

$33.0M

Team

1 total employees; 1 advisory reps; 51 broker-dealer reps

Clients

—

Fees

Percentage of AUM

Org form

Limited Liability Company

Filing date

2022-09-30

Disciplinary history

No

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  • SEC IAPD →

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Services

Portfolio management (individuals)Portfolio management (institutions)

Client types

TypeClientsAUM
Individuals28$10.0M
High net worth individuals23$23.0M

All web addresses on file

Official SEC filing: View on IAPD