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NORTHEAST FINANCIAL GROUP, INC.
CRD 122609 · SEC 801-78187
3435 WINCHESTER ROAD, SUITE 102, ALLENTOWN, PA, 18104, United States
Phone
570-688-9898
Fax
(570) 688-2944
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.44B
Discretionary AUM
$708.0M
Team
1 total employees; 1 advisory reps
Clients
26-50
Fees
Percentage of AUM; Hourly charges; Fixed fees; Performance-based fees
Org form
Corporation
Filing date
2026-03-29
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 393 | $148.6M |
| High net worth individuals | 160 | $383.6M |
| Pooled investment vehicles | 4 | $22.4M |
| Pension/profit sharing plans | 58 | $401.1M |
| Charitable organizations | 17 | $76.8M |
| State/municipal entities | 31 | $266.5M |
| Other investment advisers | 1 | $121.1M |
| Corporations/business entities | 14 | $18.9M |
States served
CA, DE, IL, NJ, NY, NC, PA, SC, TX, NH, FL
All web addresses on file
Official SEC filing: View on IAPD