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WMS ADVISORS, LLC
CRD 122224 · SEC 801-109946
6135 PARK SOUTH DRIVE, SUITE 510, CHARLOTTE, NC, 28210, United States
Phone
301-294-7804
Fax
301-294-7809
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$280.9M
Discretionary AUM
$249.2M
Team
7 total employees; 5 advisory reps; 5 broker-dealer reps
Clients
26-50
Fees
Percentage of AUM; Hourly charges
Org form
Limited Liability Company
Filing date
2026-02-26
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 76 | $27.9M |
| High net worth individuals | 55 | $248.9M |
States served
DC, MD, NC, SC, VA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD