Falists
← Back to search

SWISHER FINANCIAL CONCEPTS, INC.

CRD 121384 · SEC 801-115211

Visit website

612 OFFICE PARKWAY, SUITE B, WESTERVILLE, OH, 43082, United States

Phone

614-890-1930

Fax

614-890-1981

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$317.0M

Discretionary AUM

$198.5M

Team

8 total employees; 5 advisory reps; 9 broker-dealer reps

Clients

51-100

Fees

Percentage of AUM; Hourly charges; Fixed fees; Commissions

Org form

Corporation

Filing date

2026-03-12

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Pension consulting

Client types

TypeClientsAUM
Individuals554$138.9M
High net worth individuals86$175.6M

States served

MI, NC, OH, FL

All web addresses on file

Official SEC filing: View on IAPD