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FIRST AND MAIN FINANCIAL

WOLFERS ASSET MANAGEMENT LLC

CRD 121359 · SEC 801-132059

Visit website

CA, United States

Phone

(510) 601-1935

Fax

—

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$165.3M

Discretionary AUM

$165.3M

Team

4 total employees; 3 advisory reps; 10 broker-dealer reps

Clients

1-10

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Limited Liability Company

Filing date

2026-04-28

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Pension consulting

Client types

TypeClientsAUM
Individuals49$14.6M
High net worth individuals73$150.7M

States served

CA

All web addresses on file

Official SEC filing: View on IAPD