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LOCKER FINANCIAL SERVICES, LLC
CRD 120900 · SEC 801-118288
3 CLARIDGE DRIVE, SUITE 2, VERONA, NJ, 07044, United States
Phone
973-256-2555
Fax
973-807-1616
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$213.8M
Discretionary AUM
$213.8M
Team
3 total employees; 2 advisory reps; 8 broker-dealer reps
Clients
101-250
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-02-09
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Educational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 76 | $35.9M |
| High net worth individuals | 65 | $177.9M |
States served
MA, NJ, TX
All web addresses on file
Official SEC filing: View on IAPD