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FINANCIAL MANAGEMENT STRATEGIES, INC.
CRD 120818 · SEC 801-66641
9200 SOUTH HILLS BLVD., SUITE 310, BROADVIEW HTS., OH, 44147, United States
Phone
216-642-1099
Fax
216-642-1186
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$714.2M
Discretionary AUM
$586.0M
Team
23 total employees; 23 advisory reps; 60 broker-dealer reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-03-31
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Pension consultingEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 1264 | $244.8M |
| High net worth individuals | 588 | $374.1M |
| Pension/profit sharing plans | 8 | $65.8M |
| Charitable organizations | 6 | $4.5M |
| Corporations/business entities | 29 | $25.0M |
States served
AZ, CA, CO, GA, KY, MD, MI, NV, NY, NC, OH, PA, SC, UT, VA, WV, WA, TX, NH, FL
All web addresses on file
Official SEC filing: View on IAPD