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GUARDIAN ROCK WEALTH INVESTMENT MANAGEMENT, INC.
CRD 120529 · SEC 801-63107
3333 WARRENVILLE ROAD, SUITE 200, LISLE, IL, 60532, United States
Phone
312-372-5000
Fax
—
Registration
— (—)
Source
State registered
Total AUM
$47.0M
Discretionary AUM
$47.0M
Team
3 total employees; 2 advisory reps
Clients
1-10
Fees
Percentage of AUM; Fixed fees
Org form
Corporation
Filing date
2026-02-04
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 40 | $9.5M |
| High net worth individuals | 40 | $36.0M |
| Charitable organizations | 1 | $1.3M |
| Corporations/business entities | 1 | $200K |
All web addresses on file
- http://www.advocacyinvesting.com
- https://linkedin.com/company/guardianrock
- https://www.youtube.com/channel/UCfi9tzGPUqbqrJUPte_53aA
- HTTP://WWW.GUARDIANROCKWEALTH.COM
- https://www.buildwealthwithbrowning.com
- https://facebook.com/Guardianrock
- https://www.linkedin.com/in/johnbrowningfinancialsolutions/
- https://www.instagram.com/john_browning_buildyourlife/
- https://www.tiktok.com/@buildalife00
- https://www.facebook.com/john.t.browning.9
- https://www.facebook.com/Buildalifeandportfolio/
Official SEC filing: View on IAPD