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MAIN MANAGEMENT, LLC
CRD 120361 · SEC 801-61113
601 CALIFORNIA STREET, SUITE 300, SAN FRANCISCO, CA, 94108, United States
Phone
415-217-5800
Fax
415-217-5809
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.90B
Discretionary AUM
$1.57B
Team
27 total employees; 25 advisory reps; 15 broker-dealer reps
Clients
—
Fees
Percentage of AUM; Fixed fees; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-03-31
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 79 | $73.3M |
| High net worth individuals | 134 | $1.23B |
| Pooled investment vehicles | 4 | $241.0M |
| Pension/profit sharing plans | 2 | $7.4M |
| Charitable organizations | 10 | $112.6M |
| Corporations/business entities | 24 | $241.8M |
States served
CA, KY, MI, NJ, VA, WA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD