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SWS ADVISORS, INC.
CRD 120054
1900 POLARIS PARKWAY, SUITE 450, COLUMBUS, OH, 43240, United States
Phone
614-438-5300
Fax
614-410-3384
Registration
— (—)
Source
State registered
Total AUM
$60.0M
Discretionary AUM
$60.0M
Team
7 total employees; 7 advisory reps; 12 broker-dealer reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-03-19
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 560 | $59.5M |
| Charitable organizations | 1 | $410K |
All web addresses on file
Official SEC filing: View on IAPD