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ASSET MANAGEMENT ASSOCIATES
RUOCCO, JOHN RALPH
CRD 119878
Corporate platformSole prop
Large incorporated asset manager or corporate group — typically not a local adviser team.
United States
Registration
— (—)
Source
State registered
Total AUM
$101.2M
Discretionary AUM
$95.1M
Team
0 total employees; 0 advisory reps; 107 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Sole Proprietorship
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 75 | $46.5M |
| High net worth individuals | 29 | $53.3M |
| Charitable organizations | 3 | $1.4M |
All web addresses on file
Official SEC filing: View on IAPD