CAROLINA FINANCIAL ADVISORS, INC.

CRD 118823 · SEC 801-120773

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100 EAST LAKE DR., SUITE 100, GREENSBORO, NC, 27403, United States

Phone

336-333-0176

Fax

336-355-9027

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$240.9M

Discretionary AUM

$223.5M

Team

7 total employees; 4 advisory reps; 3 broker-dealer reps

Clients

1-10

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Corporation

Filing date

2026-05-27

Disciplinary history

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersPublication of periodicalsMarket timingEducational seminars

Client types

Type	Clients	AUM
Individuals	427	$121.6M
High net worth individuals	46	$119.0M
Corporations/business entities	1	$261K

States served

CO, NC, SC, VA, TX, FL

All web addresses on file

HTTP://WWW.CAROLINAFINANCIALADVISORS.COM
https://www.linkedin.com/company/carolina-financialadvisors-inc/

Official SEC filing: View on IAPD