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TRICAPITAL WEALTH MANAGEMENT, INC.
CRD 118788 · SEC 801-123572
THREE SOUTH EXECUTIVE PARK, 6115 PARK SOUTH DRIVE, SUITE 330, CHARLOTTE, NC, 28210, United States
Phone
704-571-8778
Fax
704-571-8779
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$132.7M
Discretionary AUM
$127.2M
Team
3 total employees; 3 advisory reps
Clients
0
Fees
Percentage of AUM; Hourly charges
Org form
Corporation
Filing date
2026-03-03
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 75 | $34.9M |
| High net worth individuals | 50 | $92.3M |
States served
NC, SC
All web addresses on file
Official SEC filing: View on IAPD