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RBC ROCHDALE, LLC
CRD 117198 · SEC 801-27265
400 PARK AVENUE, 10TH FLOOR, NEW YORK, NY, 10022, United States
Phone
212-702-3500
Fax
212-702-3535
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$72.96B
Discretionary AUM
$72.84B
Team
269 total employees; 138 advisory reps
Clients
0
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-05-28
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 391 | $153.0M |
| High net worth individuals | 15779 | $49.90B |
| Investment companies | 6 | $11.43B |
| Pension/profit sharing plans | 180 | $956.6M |
| Charitable organizations | 122 | $2.06B |
| State/municipal entities | 1 | $573.3M |
| Corporations/business entities | 575 | $7.89B |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD