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LUMBARD & KELLNER, LLC
CRD 117196 · SEC 801-61888
5 HUTCHINGS DRIVE, HOLLIS, NH, 03049-0749, United States
Phone
603-465-7700
Fax
603-465-7774
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$443.6M
Discretionary AUM
$443.6M
Team
4 total employees; 3 advisory reps
Clients
—
Fees
Percentage of AUM
Org form
Limited Liability Company
Filing date
2026-03-16
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 67 | $25.1M |
| High net worth individuals | 249 | $396.9M |
| Charitable organizations | 3 | $21.5M |
| Corporations/business entities | 2 | $213K |
States served
CA, ME, MA, TX, NH, FL
All web addresses on file
Official SEC filing: View on IAPD