ESTATE & RETIREMENT STRATEGIES LLC

CRD 117134

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2233 W BASELINE RD, STE 103, TEMPE, AZ, 85283, United States

Phone

602-956-7171

Fax

602-508-9492

Registration

— (—)

Source

State registered

Total AUM

$4.3M

Discretionary AUM

$4.3M

Team

1 total employees; 1 advisory reps; 16 broker-dealer reps

Clients

11-25

Fees

Percentage of AUM; Hourly charges; Fixed fees; Commissions; PROJECT FEES, RETAINERS, SET UP FEES

Org form

Limited Liability Company

Filing date

2026-03-30

Disciplinary history

Services

Financial planningPortfolio management (individuals)Selection of other advisersEDUCATIONAL WORKSHOPS, ESTATE, TAX AND OTHER PLANNING AS RELATED TO THE COMPLETION OF A FINANCIAL PLAN

Client types

Type	Clients	AUM
Individuals	14	$1.3M

All web addresses on file

https://www.linkedin.com/in/annettebau/

Official SEC filing: View on IAPD