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VANDERBILT ADVISORY SERVICES

PFG INVESTMENTS, LLC

CRD 116537 · SEC 801-77166

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125 FROEHLICH FARM BLVD., WOODBURY, NY, 11797, United States

Phone

631-845-5100

Fax

631-845-4531

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$2.11B

Discretionary AUM

$1.94B

Team

161 total employees; 144 advisory reps; 64 broker-dealer reps

Clients

101-250

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Limited Liability Company

Filing date

2026-02-27

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)

Client types

TypeClientsAUM
Individuals5804$1.09B
High net worth individuals395$938.9M
Pension/profit sharing plans243$62.2M
Charitable organizations8$1.7M
Corporations/business entities20$20.0M

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD