← Back to searchVisit website
LEWIS FINANCIAL MANAGEMENT, LLC
CRD 116344 · SEC 801-60666
1611 EAST MILLBROOK ROAD, RALEIGH, NC, 27609, United States
Phone
919-872-7000
Fax
919-872-7004
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$338.7M
Discretionary AUM
$0
Team
2 total employees; 1 advisory reps; 46 broker-dealer reps
Clients
101-250
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-25
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 3 | $3.0M |
| High net worth individuals | 85 | $335.7M |
States served
NC, TX, FL
All web addresses on file
Official SEC filing: View on IAPD