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FINANCIAL PLAN, INC.
CRD 116073 · SEC 801-77339
11 BELLWETHER WAY, SUITE 301, BELLINGHAM, WA, 98225-2956, United States
Phone
360-714-1234
Fax
360-738-3125
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.60B
Discretionary AUM
$1.60B
Team
12 total employees; 11 advisory reps; 26 broker-dealer reps
Clients
26-50
Fees
Percentage of AUM; Hourly charges
Org form
Corporation
Filing date
2026-03-16
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 596 | $511.4M |
| High net worth individuals | 309 | $1.08B |
| Charitable organizations | 19 | $9.2M |
States served
AK, AZ, CA, ID, KS, LA, MT, OR, WA, TX
All web addresses on file
Official SEC filing: View on IAPD