B. RILEY WEALTH ADVISORS, INC.

CRD 115927 · SEC 801-64837

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40 S. MAIN ST., SUITE 1600, MEMPHIS, TN, 38103, United States

Phone

901-251-1330

Fax

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Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$4.21B

Discretionary AUM

$2.79B

Team

268 total employees; 172 advisory reps; 40 broker-dealer reps

Clients

26-50

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Corporation

Filing date

2026-03-31

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersEducational seminars

Client types

Type	Clients	AUM
Individuals	9295	$2.13B
High net worth individuals	801	$1.89B
Pension/profit sharing plans	267	$85.3M
Charitable organizations	16	$17.5M
Corporations/business entities	194	$89.9M

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

https://www.brileywealth.com

Official SEC filing: View on IAPD