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WAVERLY ADVISORS, LLC
CRD 115332 · SEC 801-60741
600 UNIVERSITY PARK PLACE, SUITE 501, BIRMINGHAM, AL, 35209, United States
Phone
205-871-3334
Fax
205-879-1114
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$29.78B
Discretionary AUM
$25.13B
Team
414 total employees; 197 advisory reps; 69 broker-dealer reps
Clients
More than 500
Fees
Percentage of AUM; Hourly charges; Fixed fees; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-06-03
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 8621 | $3.78B |
| High net worth individuals | 4302 | $17.41B |
| Banking/thrift institutions | 2 | $3.9M |
| Investment companies | 1 | $16.6M |
| Pooled investment vehicles | 27 | $1.75B |
| Pension/profit sharing plans | 453 | $4.85B |
| Charitable organizations | 81 | $823.0M |
| State/municipal entities | 1 | $14.4M |
| Insurance companies | 1 | $15.6M |
| Corporations/business entities | 200 | $1.11B |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL
All web addresses on file
Official SEC filing: View on IAPD