← Back to search
SPECTRUM STRATEGIES, L.L.C.
CRD 115318
13455 NOEL RD, GALLERIA TOWER TWO; 20TH FLOOR, DALLAS, TX, 75240-6620, United States
Phone
972-455-4385
Fax
972-246-1899
Registration
— (—)
Source
State registered
Total AUM
—
Discretionary AUM
—
Team
4 total employees; 4 advisory reps; 120 broker-dealer reps
Clients
51-100
Fees
Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningCONSULTING SERVICES; REPORTS OR ANALYSES ON MARKET TRENDS
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 59 | $0 |
| High net worth individuals | 60 | $0 |
| Corporations/business entities | 1 | $0 |
Official SEC filing: View on IAPD