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RIDGEBACK CAPITAL MANAGEMENT
MANDALAY FINANCIAL, L.L.C.
CRD 113848 · SEC 801-79515
6750 WEST LOOP SOUTH, SUITE 1080, BELLAIRE, TX, 77401, United States
Phone
713-667-4026
Fax
713-667-4138
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$171.5M
Discretionary AUM
$0
Team
3 total employees; 2 advisory reps
Clients
26-50
Fees
Percentage of AUM; Hourly charges
Org form
Limited Liability Company
Filing date
2026-03-30
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 41 | $7.7M |
| High net worth individuals | 72 | $163.8M |
States served
TX
All web addresses on file
Official SEC filing: View on IAPD