← Back to searchVisit website
TRIBECA FINANCIAL, LLC
CRD 113245 · SEC 801-60441
2812 N. NORWALK, STE 103, MESA, AZ, 85215, United States
Phone
480-553-6247
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$248.3M
Discretionary AUM
$180.2M
Team
6 total employees; 5 advisory reps
Clients
101-250
Fees
Percentage of AUM; REFERRAL FEES
Org form
Limited Liability Company
Filing date
2026-03-17
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)SOLICITATION
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 160 | $37.5M |
| High net worth individuals | 59 | $143.8M |
| Pension/profit sharing plans | 14 | $26.2M |
| Charitable organizations | 1 | $31K |
| Other investment advisers | 4 | $5.6M |
| Corporations/business entities | 10 | $35.1M |
States served
AK, AZ, CA, NV, NM, UT, VA, MO, WA, TX
All web addresses on file
Official SEC filing: View on IAPD