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FINANCIAL STRATEGIES, INC.
CRD 113097 · SEC 801-125921
13555 BISHOPS COURT, SUITE 340, BROOKFIELD, WI, 53005, United States
Phone
262-821-1664
Fax
262-821-0762
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$149.8M
Discretionary AUM
$149.8M
Team
6 total employees; 3 advisory reps
Clients
101-250
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-03-09
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 180 | $93.9M |
| High net worth individuals | 19 | $55.9M |
States served
AZ, IL, WI, TX, FL
All web addresses on file
Official SEC filing: View on IAPD