ADVENT CAPITAL MANAGEMENT, LLC

CRD 113013 · SEC 801-60263

Visit website

888 SEVENTH AVENUE, 31ST FLOOR, NEW YORK, NY, 10019, United States

Phone

212-482-1600

Fax

212-480-9655

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$8.82B

Discretionary AUM

$8.82B

Team

58 total employees; 23 advisory reps

Clients

—

Fees

Percentage of AUM; Performance-based fees

Org form

Limited Liability Company

Filing date

2026-03-30

Disciplinary history

Yes

Services

Portfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)

Client types

Type	Clients	AUM
Individuals	302	$119.6M
High net worth individuals	50	$145.5M
Investment companies	2	$950.3M
Pooled investment vehicles	8	$827.4M
Charitable organizations	5	$195.5M
State/municipal entities	28	$2.82B
Insurance companies	26	$3.29B

States served

CA, NY, TX, FL

All web addresses on file

https://x.com/ADVENTCAPITAL_
https://www.youtube.com/channel/UCCQVxPQfZOzbcby6IqIKQoQ
HTTPS://WWW.ADVENTCAP.COM
https://www.linkedin.com/company/advent-capital-management

Official SEC filing: View on IAPD