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CAIN, WATTERS & ASSOCIATES, LLC
CRD 111521 · SEC 801-39899
17 COWBOYS WAY, SUITE 300, FRISCO, TX, 75034, United States
Phone
972-233-3323
Fax
972- 943-0670
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$5.04B
Discretionary AUM
$2.38B
Team
341 total employees; 86 advisory reps; 930 broker-dealer reps
Clients
More than 500
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-06-04
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 1474 | $425.6M |
| High net worth individuals | 800 | $2.51B |
| Charitable organizations | 1 | $1.9M |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
- https://www.linkedin.com/company/cfoortho/
- https://www.linkedin.com/company/cain-watters-&-associates
- https://www.cainwatters.com/
- https://www.cfoortho.com/
- https://www.facebook.com/CainWatters/
- https://www.youtube.com/@cainwattersassociates9083
- https://www.facebook.com/cfoortho/
- https://www.instagram.com/cwa_advisors/
Official SEC filing: View on IAPD