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SUMNICHT & ASSOCIATES, LLC
CRD 111421 · SEC 801-60309
5485 W GRANDE MARKET DRIVE, SUITE D, APPLETON, WI, 54913, United States
Phone
920-731-4455
Fax
920-731-9679
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$107.9M
Discretionary AUM
$64.0M
Team
3 total employees; 3 advisory reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees; TRUST ADMINISTRATION FEES
Org form
Limited Liability Company
Filing date
2026-03-27
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisersADVICE ON MATTERS NOT INVOLVING SECURITIES.
Client types
| Type | Clients | AUM |
|---|---|---|
| High net worth individuals | 10 | $107.9M |
States served
AZ, CA, WI, TX, FL
All web addresses on file
Official SEC filing: View on IAPD