Falists
← Back to search

DBA, CORNERSTONE INVESTMENT COUNSEL

DENNIS FREDERICK DICKE

CRD 111375 · SEC 801-51136

Advisory firmSole prop

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

United States

Registration

— (—)

Source

State registered

Total AUM

$5.1M

Discretionary AUM

$5.1M

Team

1 total employees; 1 advisory reps; 21 broker-dealer reps

Clients

0

Fees

Percentage of AUM

Org form

Sole Proprietorship

Filing date

2026-03-25

Disciplinary history

No

Verify reputation

Falists does not score or rank advisers. Use these official sources to check BBB ratings, FINRA disclosures, and SEC registration before hiring anyone.

  • SEC IAPD

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck

    FINRA’s BrokerCheck database — firm registration, disclosures, and regulatory actions when applicable.

  • Better Business Bureau

    Search BBB for business ratings, accreditation status, and consumer complaints in this firm’s market.

Services

Portfolio management (individuals)

Client types

TypeClientsAUM
Individuals16$2.3M
High net worth individuals5$2.8M

Official SEC filing: View on IAPD