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PRENTISS SMITH & COMPANY, INC.
CRD 110928 · SEC 801-17579
950 WESTERN AVENUE, BRATTLEBORO, VT, 05301, United States
Phone
802-254-2913
Fax
802-257-7638
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$453.1M
Discretionary AUM
$447.1M
Team
8 total employees; 5 advisory reps
Clients
0
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-06-18
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (institutions)Publication of periodicals
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 290 | $258.1M |
| High net worth individuals | 10 | $152.4M |
| Charitable organizations | 10 | $7.6M |
| Corporations/business entities | 9 | $34.9M |
States served
VT, CA, DC, IL, ME, MA, NY, OH, PA, SC, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD