ZACKS INVESTMENT MANAGEMENT, INC.

CRD 110897 · SEC 801-40592

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101 N. WACKER DRIVE, SUITE 1500, CHICAGO, IL, 60606, United States

Phone

312-265-9266

Fax

312-265-9538

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$14.59B

Discretionary AUM

$14.59B

Team

132 total employees; 11 advisory reps; 25 broker-dealer reps

Clients

26-50

Fees

Percentage of AUM; Fixed fees; Performance-based fees

Org form

Corporation

Filing date

2026-05-29

Disciplinary history

Services

Financial planningPortfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)CREATES AND MANAGES QUANTITATIVE INVESTMENT MODELS THAT ARE LICENSED TO SPONSORS OF UITS AND ETFS

Client types

Type	Clients	AUM
Individuals	2051	$1.01B
High net worth individuals	1293	$3.48B
Investment companies	8	$809.1M
Pooled investment vehicles	2	$14.1M
Pension/profit sharing plans	111	$175.2M
Charitable organizations	2	$28.5M
State/municipal entities	2	$42.5M
Other investment advisers	179	$2.41B
Corporations/business entities	79	$130.2M

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD