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HILLTOP SECURITIES ASSET MANAGEMENT, LLC

CRD 110760 · SEC 801-40189

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717 N. HARWOOD STREET, SUITE 3400, DALLAS, TX, 75201, United States

Phone

214-953-4000

Fax

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Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$37.70B

Discretionary AUM

$0

Team

31 total employees; 13 advisory reps; 60 broker-dealer reps

Clients

0

Fees

Percentage of AUM; Hourly charges; Fixed fees; FIXED TRANSACTION FEE BASED ON A CONTRACTUAL FEE SCHEDULE

Org form

Limited Liability Company

Filing date

2026-03-26

Disciplinary history

No

Services

Portfolio management (institutions)Educational seminarsINVESTMENT POLICY REVIEW; PORTFOLIO REVIEW; BIDDING AGENT SRVCS AND ARBITRAGE, REBATE

Client types

TypeClientsAUM
State/municipal entities60$37.70B

States served

AZ, CA, CO, GA, IN, KY, LA, ME, MA, MI, MN, MS, NJ, NM, NY, NC, OH, OK, OR, RI, TN, VA, WA, TX, FL

All web addresses on file

Official SEC filing: View on IAPD