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GREAT LAKES ADVISORS, LLC
CRD 110757 · SEC 801-16937
231 S. LASALLE STREET, 4TH FLOOR, CHICAGO, IL, 60604, United States
Phone
312-431-1700
Fax
312-846-9460
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$16.16B
Discretionary AUM
$15.87B
Team
84 total employees; 37 advisory reps; 16 broker-dealer reps
Clients
101-250
Fees
Percentage of AUM; Fixed fees; Performance-based fees; FULCRUM FEE; ASSET-BASED FEE CONTINGENT ON PERFORMANCE
Org form
Limited Liability Company
Filing date
2026-05-19
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 687 | $1.11B |
| High net worth individuals | 150 | $1.74B |
| Investment companies | 5 | $4.44B |
| Pooled investment vehicles | 2 | $61.7M |
| Pension/profit sharing plans | 54 | $3.19B |
| Charitable organizations | 135 | $1.39B |
| State/municipal entities | 6 | $1.01B |
| Other investment advisers | 1 | $43.2M |
| Insurance companies | 4 | $292.0M |
| Corporations/business entities | 57 | $834.3M |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD