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PINNACLE ASSOCIATES, LTD.
CRD 110631 · SEC 801-20841
286 MADISON AVENUE, 20TH FLOOR, NEW YORK, NY, 10017, United States
Phone
(212) 652-3200
Fax
(212) 949-2029
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$10.39B
Discretionary AUM
$10.38B
Team
69 total employees; 33 advisory reps
Clients
101-250
Fees
Percentage of AUM; Fixed fees
Org form
Corporation
Filing date
2026-03-26
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 1370 | $1.99B |
| High net worth individuals | 438 | $1.91B |
| Pooled investment vehicles | 4 | $185.8M |
| Pension/profit sharing plans | 29 | $349.2M |
| Corporations/business entities | 52 | $483.8M |
States served
VT, AZ, CA, DE, GA, IL, IN, KY, LA, ME, MD, MA, MI, NE, NV, NJ, NM, NY, NC, OH, OK, OR, PA, RI, SC, TN, UT, VA, WI, MO, WA, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD