← Back to searchVisit website
GRAGG FINANCIAL
GRAGG & GRAGG, L.L.P.
CRD 110592 · SEC 801-119435
NINE EAST MARION STREET, SHELBY, NC, 28150, United States
Phone
704-482-2001
Fax
704-480-7516
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$215.4M
Discretionary AUM
$215.4M
Team
12 total employees; 3 advisory reps; 327 broker-dealer reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges
Org form
Limited Liability Partnership
Filing date
2026-02-13
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Educational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 255 | $49.1M |
| High net worth individuals | 55 | $108.7M |
| Pension/profit sharing plans | 10 | $24.4M |
| Charitable organizations | 6 | $32.0M |
| Corporations/business entities | 1 | $1.2M |
States served
NC, SC, FL
All web addresses on file
Official SEC filing: View on IAPD