Falists
← Back to search

UNION CAPITAL COMPANY

CRD 110301 · SEC 801-121320

Visit website

6083 E. GRANT RD., TUCSON, AZ, 85712, United States

Phone

520-664-2001

Fax

520-664-2002

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$150.0M

Discretionary AUM

$3.0M

Team

13 total employees; 11 advisory reps; 378 broker-dealer reps

Clients

Fees

Percentage of AUM; Commissions

Org form

Corporation

Filing date

2026-03-30

Disciplinary history

No

Services

Portfolio management (individuals)Selection of other advisers

Client types

TypeClientsAUM
Individuals388$73.0M
High net worth individuals26$77.0M

States served

AZ, CA, CO, ID, IL, IN, IA, MN, NE, NV, NM, OH, TN, WA, TX, FL

All web addresses on file

Official SEC filing: View on IAPD